What Can the Control Yuan Do for
You?
Powers and Functions of the Control Yuan
INDEX
- What
are the powers of the Control Yuan?
- On what
and whom does the Control Yuan exercise its power of impeachment?
- How
does the Control Yuan exercise its power of impeachment?
- How
does the Control Yuan exercise its power of censure?
- Who
would be the objects and what would be the causes for the Control Yuan
to exercise its power of correction?
- What is
the relationship between the Control Yuan's power of correction and its
powers of impeachment and censure?
- What
should the Executive Yuan and its subordinate organizations do after the
Control Yuan has made a case of correction?
- What
are the differences among the powers of impeachment, censure, and
correction exercised by the Control Yuan?
- Why
does the Control Yuan exercise the power of investigation?
- How
does the Control Yuan exercise its power of investigation?
- What
is an assigned investigation?
- What is an own motion investigation?
- What
is commissioned investigation?
- Are
personnel of the Judicial Yuan, Examination Yuan, and the Control Yuan
itself also objects of the Control Yuan's exercise of the power of
investigation?
- Can
the Control Yuan investigate cases pending in a law court?
- Is the
Control Yuan a quasi-judicial organization?
1. What are the powers of the Control Yuan
According to the Constitution of the Republic of China and its
Additional Articles, the Control Yuan has the powers of impeachment,
censure and audit. Besides, it may take corrective measures against
government organizations. To fulfill these powers, members of the Control
Yuan may accept people's petitions, inspect central and local governments,
conduct investigations, and supervise examinations.
2. On what and whom does the Control Yuan exercise its
power of impeachment?
The power of impeachment may be exercised on a wide-range of public
officials, including the President and Vice President of the Republic of
China and all public functionaries at the central and local levels. But
the public functionaries to be impeached must (1) either have violated the
law or (2) have neglected their duties.
3. How does the Control Yuan exercise its power of
impeachment?
The impeachment of a central or local government employee must be
initiated by at least two members of the Yuan and reviewed by another nine
members. Only after the case is established in a secret vote, can it be
sent to the Committee on the Discipline of Public Functionaries for
deliberations. If the act of an impeached public functionary has violated
the Criminal Code or the Military Law, the case shall be referred to a
court or court martial for appreciate action.
4. How does the Control Yuan exercise its power of
censure?
Control Yuan members may initiate a case of censure against a
government employee who has violated the law or neglected his or her duty
if these members think the employee should be suspended from duty or that
the case calls for urgent actions.
After being reviewed and decided by more than three other members, the
case will be referred by the control Yuan to the competent organization of
the employee or to his or her superior for action. If the case involves
violations of the Criminal Code or the Military Law, it will also be
forwarded to the competent law court or court martial for legal action.
After the person-in-charge and the superior organization of the
censured person have received the case, they should take appropriate
action according to the provision of the Law of Discipline against Public
functionaries within a month while waiting for the competent organization
to handle the criminal code or military law violations. The
person-in-charge or the superior organization may suspend the duty of the
censured person or take other immediate actions. If the superior considers
no action should be taken against the censured person, an appropriate
explanation must be made to the Control Yuan immediately.
If the person-in-charge or the superior organization of the censured
person has failed to take action in compliance with law or if two or more
Control Yuan members consider the action taken as inappropriate, they may
propose to turn the case of censure into a case of impeachment. If the
censured person is punished after the censure case is turned into an
impeachment case, the person-in-charge or the superior organization must
take the blame for the dereliction of duty.
5. Who would be the objects and what would be the causes
for the Control Yuan to exercise its power of correction?
The power of correction exercised by the Control Yuan is aimed at the
Executive Yuan and its subordinate organizations. The causes are their
violations of law or neglect of duties. Only when the violation of law or
neglect of duty has been ascertained in investigation by Control Yuan
members and established by the Yuan's relevant committees, can a case of
correction be initiated and forwarded to the Executive Yuan or its
concerned ministries and commissions for improving their measures.
6. What is the relationship between the Control Yuan's
power of correction and its powers of impeachment and censure?
Both the power of impeachment and the power of censure exercised by
Control Yuan members are aimed at punishing or warning the public
functionaries working with the central government or local governments who
have violated the law or neglected their duties.
The impeachment is raised before the organization in charge of
punishing the law-violating and duty-neglecting public functionaries while
a censure is presented to the person-in-charge or a superior organization
of the law-breaking or duty-neglecting person. The power of correction is
aimed at the work and measures of the Executive Yuan and its subordinate
organizations. If such work or measures are found as having broken the law
or neglected the duties, the Control Yuan, after deliberations by its
various committees, will send the case to the Executive Yuan or its
concerned subordinate organizations to urge them for improvement.
Therefore, the powers of impeachment and censure are aimed at people
while the power of correction is intended for administrative affairs. As
they are different in nature, their exercise and objects are also
different.
7. What should the Executive Yuan and its subordinate
organizations do after the Control Yuan has made a case of
correction?
After receiving a case of correction, the Executive Yuan or its
concerned ministries and commissions should immediately make improvement
or take appropriate actions. They should also reply to the Control Yuan in
writing. If they have failed to reply to the Control Yuan within two
months about their improvement and actions, the Control Yuan may question
these organizations.
If they refuse to answer the question or if the answer is
unsatisfactory, the Control Yuan may initiate a case of censure or a case
of impeachment against the head of the organization that is responsible
for answering.
8. What are the differences among the powers of
impeachment, censure, and correction exercised by the Control
Yuan?
The differences can be tabulated as follows:
Item case |
Impeachment |
Censure |
Correction |
| 1. Causes |
Violation of law or neglect of duties by government employees |
Violation of law or neglect of duties by government employees
mandating the suspension of duty or other urgent actions |
The work or measure of an administrative organization runs
counter to the law or its duty |
| 2. Objects |
all public functionaries working at the central and local
levels. |
Public functionaries at the central and local levels |
The Executive Yuan and its subordinate organizations |
| 3. Review and decision |
Impeachment of a central or local public functionary should be
proposed by at least two members and the case should be reviewed and
decided by more than nine other members. |
The case should be proposed by more than one member and reviewed
and decided by more than three other members. |
It should be reviewed and decided by a relevant committee of the
Control Yuan |
| 4. Referral organ for action |
A case of impeachment against a public functionary at the
central or local level shall be referred to the Committee on the
Discipline of Public functionaries. |
The case shall be sent to the boss or a superior of the censured
person. |
It shall be sent to the Executive Yuan or a concerned ministry
or commission. |
| 5. Purposes |
Punishment |
It shall be handled according to the Law of Discipline for
Public Functionaries. A suspension of duty or other urgent actions
may be taken. |
The administrative organ involved is urged to make
improvement. |
| 6. Criminal involvement |
If the public functionary has violated the criminal code or
military law, the case shall also be referred to a law court or
court martial for action. |
If the act of a public functionary has violated the criminal
code or military law, the case shall also be sent to a law court or
court martial for action. |
. |
9. Why does the Control Yuan exercise the power of
investigation?
According to the Constitution, its Additional Articles, the Control Law
and other related statutes, the Control Yuan may exercise the powers of
impeachment and censure. It may also propose corrective measures. The
exercise of these powers requires investigation to make the case clear and
such a case can be initiated only after the facts have been found out.
Therefore, investigation is a necessary means to the exercise of control
powers. The law allows the Control Yuan to exercise this power of
investigation.
10. How does the Control Yuan exercise its power of
investigation?
When exercising the power of investigation, the Control Yuan may either
assign its members to make the investigation, let its members to do the
investigation on their own initiative, commission the investigation to a
relevant organization, or do the investigation by circuit supervision.
11. What is an assigned investigation?
When the Control Yuan goes to investigate facts contained in people's
written petitions, it may assign a member in rotation to carry out the
task or, in compliance with a resolution of the Control Yuan conference or
a relevant committee, elect a member or send the member in rotation to
make the investigation. This is called assigned investigation.
The rotational investigation is based on the order of members' seats at
the Control Yuan conference. In a major case, the Control Yuan conference
or a related committee may resolve to elect two or three members to do the
investigation as a task force.
12. What is an own motion investigation?
When a Control Yuan member receives a petition from the people or has
obtained related material and thinks an investigation is necessary, he or
she may apply for own motion investigation.
In doing so, he or she must first register with the Department of
supervisory operations of the Control Yuan. Then, the Department must find
out whether the same case has been assigned or has been under taken by
another member. It will keep the applicant informed after it has found out
the reality. If it finds that the case has been assigned or has been
investigated by another member, it will refer the case to the member
already having proceeded with the investigation for disposal.
If the case of own motion investigation is special, the President of
the Control Yuan may seek the agreement of the applicant, or base on his
or her report, to assign a member with the required specialty to join in
the investigation. If a member has more than ten cases of investigation
pending, he or she may be obliged to suspend temporarily the application
for more own motion investigations.
13. What is commissioned investigation?
If necessary, the Control Yuan may commission a case or an item to a
related organization for investigation. This is called commissioned
investigation.
The commissioned organization shall proceed with the investigation
immediately and make a written reply to the Control Yuan on the results of
its investigation. If no reply is received within two months, the Control
Yuan will urge the commissioned organization to hurry up. If the Control
Yuan still receives no reply and if the member in charge of the case deems
it necessary, he or she may change the commissioned investigation into an
assigned investigation and inquire about the responsibility of the
commissioned organization for the delay.
14. Are personnel of the Judicial Yuan, Examination Yuan,
and the Control Yuan itself also objects of the Control Yuan's exercise of
the power of investigation?
In addition to the Executive Yuan and its subordinate organizations and
their staffs, the Control Yuan may also investigate the personnel of the
Judicial Yuan, the Executive Yuan, and the Control Yuan itself to see if
they have violated the law or neglected their duties.
15. Can the Control Yuan investigate cases pending in a
law court?
In principle, the Control Yuan will not investigate a case pending in a
law court. But if the defendant is suspect of malfeasance or a serious
violation of the law and needs immediate investigation, the Control Yuan
can certainly proceed with the probe.
16. Is the Control Yuan a quasi-judicial
organization?
No, the Control Yuan is not a quasi-judicial organization.
Generally speaking, the term of quasi-judicial organization refers to
an administrative organization of joint consultation that in addition to
its administrative power possesses incomplete judicial power, such as the
rental and tenancy mediation committee of a township or a county.
According to the Farmland Rent Reduction Statute, all disputes about
farmland rents must be mediated first by a township rental and tenancy
committee. If the township committee fails to reach a settlement, the case
should be referred to the county committee for continuing mediation. Only
when the dispute cannot be settled by mediation, can it be referred to a
judicial organization for disposal. If the mediation succeeds, the
settlement is as valid as a verdict passed down by a court, so the dispute
over private rights can be declared as settled. Therefore, such rental and
tenancy committees are what we mean quasi-judicial organizations.
Similarly, the mediation committees of townships are also quasi-judicial
organizations. But the Control Yuan is the highest control organ of the
nation that exercises the powers of control provided by the Constitution
and its related laws. It is neither an organization of joint consultation,
nor does it possess incomplete judicial power. Consequently, the Control
Yuan is not a quasi-judicial organization. |